WebAug 20, 2024 · Notably, Scotiabank was fined $800,000 by the CFTC in 2024 as part of a no-admit settlement resolving allegations of spoofing by its traders. 12 According to the CFTC, the bank avoided a much larger penalty in part because it self-reported to the agency after discovering problematic trading activity, and in part because it terminated one of the … WebSep 1, 2024 · A Spoofing Record Breaker. On August 19, 2024, the Commodity Futures Trading Commission (“CFTC”) issued three orders filing and settling charges against a bank with a provisionally registered swap dealer (the “Firm”) requiring the Firm to pay $127.4 million for spoofing and making false statements, as well as for swap dealer compliance ...
Swap Dealer Examinations Overview - nfa.futures.org
WebCFTC Data. The Commodity Futures Trading Commission relies on data collected from market participants to conduct all of its mission functions including market oversight, monitoring for liquidity and systemic risk, oversight of market participants, regulatory compliance, and enforcement of the CEA. Data is a critical asset to the CFTC’s mission. WebCFTC Findings Interview: John Colas on the Findings of the Commodity Futures Trading Commission Report , Partner and Vice Chairman of Financial Services Americas, sat down with Joel Makower, GreenBiz Founder and Chairman, to discuss his work on the climate-related market risk subcommittee of the CFTC: getting backgrounds on teams
CFTC Advisory on Annual Compliance Reports - Sullivan
WebApr 14, 2024 · The BoE signed an agreement with the U.S. Commodities and Futures Trading Commission (CFTC) in 2024 to share information, and Friday's. announcement will partially outsource the regulation of U.S. clearing houses which operate in Britain. The central bank said it had deemed CFTC regulation to be of an equivalent standard to its own. Web1 day ago · The Air Force published its Global Futures Report April 12, assessing four potential operating environments Airmen may have to navigate in before the turn of the century. The report incorporates findings using Foresight Methodology to identify key forces and factors that will drive or constrain how the service will fight in 2040. WebJun 25, 2024 · The CFTC's recognition of Cargill's self-reporting and remediation resulted in a reduced penalty. None of the above matters involved litigated decisions. Each of the above actions were resolved... getting back in shape at 55