Cftc dsio
WebDSIO, the ARRC is requesting no-action relief associated with upcoming discount rate changes by certain derivatives clearing organizations (“DCOs”). I. Introduction The ARRC appreciates the DSIO’s issuance of CFTC Letter No. 19-26, which provided relief from some WebMay 21, 2024 · April 20, 2024, Division of Swap Dealer Intermediary Oversight DSIO Commodity Futures Trading Commission CFTC permits registered commodity trading advisors third-party recordkeepers for storage ...
Cftc dsio
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WebOct 11, 2024 · Director Joshua B. Sterling of the CFTC’s Division of Swap Dealer and Intermediary Oversight (DSIO or Division) delivered several speeches in September and early October 2024, setting forth... WebNov 19, 2024 · The US Commodity Futures Trading Commission’s (CFTC’s) Division of Swap Dealer and Intermediary Oversight (DSIO) issued CFTC Staff Letter No. 20-34 (the Advisory) on October 21, 2024, clarifying its views on the acceptance, holding, and reporting of virtual currency (e.g., bitcoin or ether) in segregated accounts by futures commission …
WebSep 4, 2024 · On August 31, the Commodity Futures Trading Commission’s (CFTC) Division of Swap Dealer and Intermediary Oversight (DSIO) issued a no-action letter (No-Action Letter 20-23) providing additional relief to swap dealers (SDs) and other market participants related to the industry-wide initiative to transition from swaps that reference … WebFeb 21, 2024 · DSIO Exams will continue to monitor the activities of CFTC registrants including reviewing notices, risk management programs, financial statement filings, risk exposure reports, risk assessment reports, and chief compliance officer annual reports. Division of Clearing & Risk (DCR)
WebJan 22, 2024 · Any Registrant furnishing a CCO Annual Report to the CFTC that DSIO staff determines is not in compliance with §§ 3.3(e) and (f) may be required to submit a … WebAug 13, 2024 · DSIO’s advisory came shortly after then-CFTC chairman J. Christopher Giancarlo urged U.S. and global financial regulators to “mak [e] the relatively modest adjustment of clarifying that an entity need not have in place systems and documentation to exchange initial margin on uncleared swaps with a given counterparty if the calculated …
WebJul 20, 2024 · Oversight (DSIO) of the U.S. Commodity Futures Trading Commission (CFTC or Commission) under the Commodity Exchange Act (CEA) and CFTC …
WebSep 26, 2024 · CFTC's DSIO plans 'thematic reviews' of large swap dealers and asset managers Examinations to begin in first quarter of 2024 26 September 2024 By Jeff Reeves After the swearing in of a new chairman in July, the U.S. Commodity Futures Trading Commission is staffed up and getting down to business. refresh linked c++ projectsrefresh lifestyle jp とはWebApr 1, 2013 · The CFTC’s Division of Swap Dealer and Intermediary Oversight (DSIO) has issued a time-limited no-action relief for swap dealers and major swap participants. The no action relief concerns certain recordkeeping obligations under Part 23 of the Commission’s Regulations. In a press release issued by the CFTC, the no-action letter states that ... refresh link thumbnail facebookWeb7 hours ago · The Commodity Futures Trading Commission (Commission or CFTC) is proposing to amend its derivatives clearing organization ... On July 10, 2024, the Division of Swap Dealer and Intermediary Oversight (DSIO) (now Market Participants Division (MPD)) and the Division of Clearing and Risk (DCR) published CFTC Letter No. 19–17, ... refresh linked cad in revitWebSep 2, 2024 · On November 14, 2013, the CFTC’s Division of Swap Dealer and Intermediary Oversight (DSIO” issued a staff advisory (the ANE Staff Advisory) that a non-U.S. SD that regularly uses personnel or agents located in the United States to arrange, negotiate, or execute a swap with a non-U.S. person (ANE Transactions) generally is subject to ... refresh link in excelWebSep 18, 2024 · The DSIO No-Action Relief extends to a greater range of eligible end users than the CFTC’s prior relief, adding small financial institutions with less than US$10 billion in assets and certain entities addressed in a recent proposed CFTC rulemaking, namely certain community development corporations as well as bank holding companies and … refresh linkWebOn July 9, 2024, the CFTC's Division of Swap Dealer and Intermediary Oversight (DSIO) issued Advisory Letter 19-16(advisory) which clarifies that documentation governing the posting, collection, and custody of initial margin(IM) for uncleared derivatives under CFTC rules (IM documentation) is not required to be completed until a party is required … refresh limit in power bi